-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UgDfUt5ZPhywpqERc2ROxzRdRhIxA43Ra157PnJ/pMk8rqobhNDX9niz/YtttdQ8 +0cU6dX6LwKNswB9KNXECA== 0000950123-10-092211.txt : 20101008 0000950123-10-092211.hdr.sgml : 20101008 20101008104022 ACCESSION NUMBER: 0000950123-10-092211 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101008 DATE AS OF CHANGE: 20101008 GROUP MEMBERS: TCP GENERAL PARTNER L.P. GROUP MEMBERS: TOWERBROOK CAPITAL PARTNERS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Dialogic Inc. CENTRAL INDEX KEY: 0001366649 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 943409691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83423 FILM NUMBER: 101115266 BUSINESS ADDRESS: STREET 1: 926 ROCK AVENUE STREET 2: SUITE 20 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087509575 MAIL ADDRESS: STREET 1: 926 ROCK AVENUE STREET 2: SUITE 20 CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: Veraz Networks, Inc. DATE OF NAME CHANGE: 20060619 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TOWERBROOK INVESTORS L.P. CENTRAL INDEX KEY: 0001253600 IRS NUMBER: 522290461 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TOWERBROOK CAPITAL PARTNERS LLC STREET 2: 888 SEVENTH AVE 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 212-397-3421 MAIL ADDRESS: STREET 1: C/O TOWERBROOK CAPITAL PARTNERS LLC STREET 2: 888 SEVENTH AVE 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 FORMER COMPANY: FORMER CONFORMED NAME: TOWERBROOK L.P. DATE OF NAME CHANGE: 20050422 FORMER COMPANY: FORMER CONFORMED NAME: SOROS PRIVATE EQUITY INVESTORS LP DATE OF NAME CHANGE: 20030711 SC 13G 1 y87014sc13g.htm SC 13G sc13g
Table of Contents

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.    )*

DIALOGIC INC.
(Name of Issuer)
Common Stock, $0.0001 par value
(Title of Class of Securities)
25250T100
(CUSIP Number)
October 1, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


TABLE OF CONTENTS

Item 1(a). Name of Issuer:
Item 1(b). Address of Issuer’s Principal Executive Offices:
Item 2(a). Name of Person Filing:
Item 2(b). Address of Principal Business Office or, if None, Residence:
Item 2(c). Citizenship:
Item 2(d). Title of Class of Securities:
Item 2(e). CUSIP Number:
Item 3 If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Item 4. Ownership:
Item 5. Ownership of Five Percent or Less of a Class:
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
Item 8. Identification and Classification of Members of the Group:
Item 9. Notice of Dissolution of Group:
Item 10. Certification:
SIGNATURE


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CUSIP No.
 
25250T100 
  Page  
2  
  of   
10 

 

           
1.   NAME OF REPORTING PERSON
I. R. S. Identification No. of Above Person (entities only)

TowerBrook Investors L.P.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF   2,309,445
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,309,445
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    -0-
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,309,445
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.45%(1)
     
12.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
(1)   Assumes a total of 31,000,000 shares of Common Stock of Dialogic Inc. are outstanding, which is based on the Form 8-K filed by Dialogic Inc. on October 6, 2010, in which Dialogic Inc. stated that as of October 1, 2010, Dialogic Inc. had approximately 31,000,000 shares of its Common Stock outstanding.


Table of Contents

                     
CUSIP No.
 
25250T100 
  Page  
  of   
10 

 

           
1.   NAME OF REPORTING PERSON
I. R. S. Identification No. of Above Person (entities only)

TCP General Partner L.P.
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,309,445(1)
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    2,309,445(1)
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,309,445(1)
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.45%(2)
     
12.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  PN
(1)   With respect to TCP General Partner L.P., solely in its capacity as the general partner of TowerBrook Investors L.P. TowerBrook Investors L.P. owns 2,309,445 shares of Common Stock of Dialogic Inc.
 
(2)   Assumes a total of 31,000,000 shares of Common Stock of Dialogic Inc. are outstanding, which is based on the Form 8-K filed by Dialogic Inc. on October 6, 2010, in which Dialogic Inc. stated that as of October 1, 2010, Dialogic Inc. had approximately 31,000,000 shares of its Common Stock outstanding.


Table of Contents

                     
CUSIP No.
 
25250T100 
  Page  
  of   
10 

 

           
1.   NAME OF REPORTING PERSON
I. R. S. Identification No. of Above Person (entities only)

TowerBrook Capital Partners LLC
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,309,445(1)
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    2,309,445(1)
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,309,445(1)
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.45%(2)
     
12.   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO
(1)   With respect to TowerBrook Capital Partners LLC, solely in its capacity as the general partner of TCP General Partner L.P. TCP General Partner L.P. is the general partner of TowerBrook Investors L.P., and TowerBrook Investors L.P. owns 2,309,445 shares of Common Stock of Dialogic Inc.
 
(2)   Assumes a total of 31,000,000 shares of Common Stock of Dialogic Inc. are outstanding, which is based on the Form 8-K filed by Dialogic Inc. on October 6, 2010, in which Dialogic Inc. stated that as of October 1, 2010, Dialogic Inc. had approximately 31,000,000 shares of its Common Stock outstanding.


Table of Contents

                     
CUSIP No.
 
25250T100 
  Page  
  of   
10 
Introduction
     Pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended, TowerBrook Investors L.P., TCP General Partner L.P. and TowerBrook Capital Partners LLC are making this joint filing on Schedule 13G.
             
Item 1(a).   Name of Issuer:
 
           
    Dialogic Inc., a Delaware corporation
             
Item 1(b).   Address of Issuer’s Principal Executive Offices:
 
           
    926 Rock Avenue, Suite 20, San Jose, California 95131
             
Item 2(a).   Name of Person Filing:
 
           
    TowerBrook Investors L.P.
    TCP General Partner L.P.
    TowerBrook Capital Partners LLC
             
Item 2(b).   Address of Principal Business Office or, if None, Residence:
 
           
    The principal business office of TowerBrook Investors L.P., TCP General Partner L.P. and TowerBrook Capital Partners LLC is Park Avenue Tower, 65 East 55th Street, New York, New York 10022.
             
Item 2(c).   Citizenship:
 
           
    TowerBrook Investors L.P.’s place of organization is Delaware.
    TCP General Partner L.P.’s place of organization is Delaware.
    TowerBrook Capital Partners LLC’s place of organization is Delaware.
             
Item 2(d).   Title of Class of Securities:
 
           
    Common Stock, $0.0001 par value per share
             
Item 2(e).   CUSIP Number:
 
           
    25250T100

 


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CUSIP No.
 
25250T100 
  Page  
  of   
10 
             
Item 3   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
           
 
  (a)   o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
           
 
  (b)   o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
           
 
  (c)   o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
           
 
  (d)   o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
 
           
 
  (e)   o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
 
           
 
  (f)   o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
 
           
 
  (g)   o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
 
           
 
  (h)   o   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
           
 
  (i)   o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
 
           
 
  (j)   o   Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
 
           
    Not Applicable

 


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CUSIP No.
 
25250T100 
  Page  
  of   
10 
Item 4.   Ownership:
(a)   Amount beneficially owned and (b) Percent of class:
  (I)   TowerBrook Investors L.P. owns 2,309,445 shares of Common Stock of Dialogic Inc., which represents approximately 7.45%(1) of the total number of shares of Dialogic Inc.’s Common Stock outstanding.
 
  (II)   TCP General Partner L.P. is the general partner of TowerBrook Investors L.P.; therefore, TCP General Partner L.P. may be deemed to indirectly beneficially own the shares of Dialogic Inc.’s Common Stock held directly by TowerBrook Investors L.P.
 
  (III)   TowerBrook Capital Partners LLC is the general partner of TCP General Partners L.P., and TCP General Partner L.P. is the general partner of TowerBrook Investors L.P.; therefore TowerBrook Capital Partners LLC may be deemed to indirectly beneficially own the shares of Dialogic Inc.’s Common Stock held directly by TowerBrook Investors L.P. The Managing Members of TowerBrook Capital Partners LLC are Neal Moszkowski and Ramez Sousou.
    By virtue of the relationships described above, each of TCP General Partner L.P. and TowerBrook Capital Partners LLC may be deemed to have an indirect beneficial ownership of 2,309,445 shares of Common Stock of Dialogic Inc., which represents approximately 7.45%(1) of the total number of shares of Dialogic Inc.’s Common Stock outstanding.
 
    Neither the filing of this Schedule 13G nor any of its contents shall be deemed to constitute an admission by TCP General Partner L.P. or TowerBrook Capital Partners LLC that it is the beneficial owner of any shares of Dialogic Inc.’s Common Stock referred to herein for the purposes of Section 13(d) of the Act, or for any other purpose, and, except to the extent of its respective pecuniary interest, such beneficial ownership is expressly disclaimed by each of TCP General Partner L.P. and TowerBrook Capital Partners LLC.
(c)   Number of shares as to which the person has:
  (i)   Sole power to vote or direct the vote:
 
      See Item 5 of each cover page
 
  (ii)   Shared power to vote or direct the vote:
 
      See Item 6 of each cover page
 
  (iii)   Sole power to dispose or to direct the disposition of:
 
      See Item 7 of each cover page
 
  (iv)   Shared power to dispose or to direct the disposition of:
 
      See Item 8 of each cover page
 
(1)   Assumes a total of 31,000,000 shares of Common Stock of Dialogic Inc. are outstanding, which is based on the Form 8-K filed by Dialogic Inc. on October 6, 2010, in which Dialogic Inc. stated that as of October 1, 2010, Dialogic Inc. had approximately 31,000,000 shares of its Common Stock outstanding.

 


Table of Contents

                     
CUSIP No.
 
25250T100 
  Page  
  of   
10 
Item 5.   Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o
Not Applicable.
Item 6.   Ownership of More than Five Percent on Behalf of Another Person:
See response to Items 4(a) and 4(b) above.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
Not Applicable
Item 8.   Identification and Classification of Members of the Group:
TowerBrook Investors L.P., TCP General Partner L.P., TowerBrook Capital Partners LLC are the members of the group filing this Schedule 13G pursuant to Rule 13d-1(c) of the Act; provided that each of them expressly disclaims that they have agreed to act as a group other than as described in this statement.
Item 9.   Notice of Dissolution of Group:
Not Applicable
Item 10.   Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
[Remainder of Page Intentionally Left Blank]

 


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CUSIP No.
 
25250T100 
  Page  
  of   
10 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
October 8, 2010  TOWERBROOK INVESTORS L.P.
 
 
  By:   TCP General Partner L.P.    
  Its: General Partner   
       
  By:   TowerBrook Capital Partners LLC    
  Its:   General Partner   
       
  By:   Neal Moszkowski and Ramez Sousou    
  Its:   Managing Members   
     
  By:   /s/ Neal Moszkowski    
    Name:   Neal Moszkowski   
    Title:   Managing Member   
     
  By:   /s/ Ramez Sousou    
    Name:   Ramez Sousou   
    Title:   Managing Member   
 
October 8, 2010  TCP GENERAL PARTNER L.P.
 
 
  By:   TowerBrook Capital Partners LLC    
  Its:   General Partner   
     
  By:   Neal Moszkowski and Ramez Sousou    
  Its:   Managing Members   
     
  By:   /s/ Neal Moszkowski    
    Name:   Neal Moszkowski   
    Title:   Managing Member   
     
  By:   /s/ Ramez Sousou    
    Name:   Ramez Sousou   
    Title:   Managing Member   
 
October 8, 2010  TOWERBROOK CAPITAL PARTNERS LLC
 
 
  By:   Neal Moszkowski and Ramez Sousou    
  Its:   Managing Members   
       
  By:   /s/ Neal Moszkowski    
    Name:   Neal Moszkowski   
    Title:   Managing Member   
     
  By:   /s/ Ramez Sousou    
    Name:   Ramez Sousou   
    Title:   Managing Member   
 

 


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CUSIP No.
 
25250T100 
  Page  
10 
  of   
10 
EXHIBIT A
JOINT FILING AGREEMENT

 


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EXHIBIT A
SCHEDULE 13G
JOINT FILING AGREEMENT
     This Agreement is dated as of October 8, 2010 by and among TowerBrook Investors L.P. (“TBI”), TCP General Partner L.P. (“TCP GP”) and TowerBrook Capital Partners LLC (“TCP LLC”).
     WHEREAS, pursuant to paragraph (k)(1) of Rule 13d-1 promulgated under Section 13d(1) of the Securities Exchange Act of 1934, as amended (the “Act”), the parties hereto have decided to satisfy their filing obligations under the Act by a single joint filing.
     NOW, THEREFORE, the undersigned do hereby agree as follows:
     1. The Schedule 13G (the “Schedule 13G”) with respect to Dialogic Inc., a Delaware corporation, to which this Agreement is attached as Exhibit A is filed on behalf of TBI, TCP GP and TCP LLC. TCP GP and TCP LLC hereby authorize TBI to file the Schedule 13G on their behalf.
     2. Each of TBI, TCP GP and TCP LLC is responsible for the completeness and accuracy of the information concerning such person or entity contained therein, but is not responsible for the completeness or accuracy of the information concerning any other person or entity making such filing.
[Remainder of Page Intentionally Left Blank]

 


Table of Contents

     IN WITNESS WHEREOF, the undersigned hereto signed this Agreement as of the date first above written.
         
October 8, 2010  TOWERBROOK INVESTORS L.P.
 
 
  By:   TCP General Partner L.P.    
  Its: General Partner   
       
  By:   TowerBrook Capital Partners LLC    
  Its:   General Partner   
       
  By:   Neal Moszkowski and Ramez Sousou    
  Its:   Managing Members   
     
  By:   /s/ Neal Moszkowski    
    Name:   Neal Moszkowski   
    Title:   Managing Member   
     
  By:   /s/ Ramez Sousou    
    Name:   Ramez Sousou   
    Title:   Managing Member   
 
October 8, 2010  TCP GENERAL PARTNER L.P.
 
 
  By:   TowerBrook Capital Partners LLC    
  Its:   General Partner   
     
  By:   Neal Moszkowski and Ramez Sousou    
  Its:   Managing Members   
     
  By:   /s/ Neal Moszkowski    
    Name:   Neal Moszkowski   
    Title:   Managing Member   
     
  By:   /s/ Ramez Sousou    
    Name:   Ramez Sousou   
    Title:   Managing Member   
 
October 8, 2010  TOWERBROOK CAPITAL PARTNERS LLC
 
 
  By:   Neal Moszkowski and Ramez Sousou    
  Its:   Managing Members   
       
  By:   /s/ Neal Moszkowski    
    Name:   Neal Moszkowski   
    Title:   Managing Member   
     
  By:   /s/ Ramez Sousou    
    Name:   Ramez Sousou   
    Title:   Managing Member   
 

 

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